Carla Carriveau, JD, MBA
Senior legal and policy executive with over two decades of experience in securities regulation, public service, and financial innovation. My career includes leadership roles at the SEC, where I advanced investor protection, market integrity, and rulemaking across complex regulatory frameworks. In the private sector, I have guided fintech companies through evolving regulatory landscapes, translating policy into practical compliance and governance structures. Currently at the New York State Department of Financial Services, I continue to bridge public policy and financial innovation with a focus on sound regulation and systemic risk oversight. I bring a deep commitment to principled, forward-looking regulation and public trust—grounded in experience, legal rigor, and a collaborative approach to enforcement and policymaking.
dfs.ny.gov
howwomeninvest.com
compliance.ai
forgeglobal.com
caplight.com
lsuite.co
chief.com
United Kingdom