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An official website of New York State.

4 members

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dfs.ny.gov

Members

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Senior Attorney - Limited Purpose Trust Applications Lead

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Senior Blockchain Analytics Analyst at the New York State Department of Financial Services. Previously Compliance Systems & Technology Analyst at Kraken Digital Asset Exchange working on automated monitoring and regulatory reporting for entity licensing. Former Men's Foil fencer competing for team Ireland internationally 🤺. FIE international fencing referee for Ireland. Fluent in English & German.

Carla Carriveau, JD, MBA

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Senior legal and policy executive with over two decades of experience in securities regulation, public service, and financial innovation. My career includes leadership roles at the SEC, where I advanced investor protection, market integrity, and rulemaking across complex regulatory frameworks. In the private sector, I have guided fintech companies through evolving regulatory landscapes, translating policy into practical compliance and governance structures. Currently at the New York State Department of Financial Services, I continue to bridge public policy and financial innovation with a focus on sound regulation and systemic risk oversight. I bring a deep commitment to principled, forward-looking regulation and public trust—grounded in experience, legal rigor, and a collaborative approach to enforcement and policymaking.