Caplight | Private Markets Re-imagined | Icebreaker

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Caplight | Private Markets Re-imagined | Icebreaker

Caplight | Private Markets Re-imagined

Caplight | Private Markets Re-imagined

Caplight is the leading platform for Private Market Data & Trading, offering trade insights, historical pricing trends, and real-time market alerts.

3 members

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caplight.com

Members

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Senior debt and equity agent and originator with extensive investment management and risk management experience. Specialties: Private Placements, Equities, Equity Derivatives, Loans, Bonds, and Convertible Bonds.

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Reinventing AML/KYC with agentic AI

Carla Carriveau, JD, MBA

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Senior legal and policy executive with over two decades of experience in securities regulation, public service, and financial innovation. My career includes leadership roles at the SEC, where I advanced investor protection, market integrity, and rulemaking across complex regulatory frameworks. In the private sector, I have guided fintech companies through evolving regulatory landscapes, translating policy into practical compliance and governance structures. Currently at the New York State Department of Financial Services, I continue to bridge public policy and financial innovation with a focus on sound regulation and systemic risk oversight. I bring a deep commitment to principled, forward-looking regulation and public trust—grounded in experience, legal rigor, and a collaborative approach to enforcement and policymaking.