
altoira.com
securitize.io
cboe.com
Overland Park, Kansas, United States
Director of Compliance
Alto
• www.linkedin.com/company/altoira
Mar 2024 - Feb 2025
Chief Compliance Officer
Rialto Markets
• www.linkedin.com/company/rialto-markets
• Full-time
May 2023 - Mar 2024
Deputy Chief Compliance Officer
Securitize
• www.linkedin.com/company/securitize
• Full-time
Oct 2021 - May 2023
CCO, COO MSEC, LLC; Senior Compliance Manager, Mariner Wealth Advisors
Mariner Wealth Advisors
• Full-time
Aug 2017 - Oct 2021
Overland Park, KS
Senior Listings Analyst
Cboe Global Markets
• www.linkedin.com/company/cboe
Apr 2010 - Aug 2017
Lenexa, Kansas
Compliance Principal
VSR Financial Services, Inc.
Jan 2007 - Apr 2010
Client Operations Manager
Reed Financial Group
Jan 2005 - Dec 2007
Paralegal
Polsinelli White Vardeman & Shalton
Jan 1988 - Dec 1994
Paralegal
Fringe Benefits Design
Jan 1988 - Dec 1990
Paralegal
FBD Consulting
Jan 1988 - Dec 1989