
Senior Compliance & Risk Management Executive with 17+ years driving regulatory excellence across global and Japanese financial institutions. Proven track record of reducing compliance findings by 50% year-over-year, achieving zero violations in regulatory inspections, and leading cross-functional teams in AML/CFT program enhancement. Expert in FIEA, AML/CFT frameworks, and emerging FinTech regulations. Key Skills Core Competencies: • Regulatory Compliance (FIEA, AML/CFT, Privacy Law) • Internal Audit & Risk Management • Cross-functional Project Leadership Technical Expertise: • Data Governance & IT Audit (FISC, JIS Q 15001) • RegTech & FinTech Applications • System Integration & Process Automation Professional Qualifications: • CAMS (Certified Anti-Money Laundering Specialist) • JSDA & FFAJ Certifications
dmm.com
ava.trade
mfglobal.com
adk.jp
pwc.com
Tokyo, Japan
Compliance Officer
DMM.com Group
• www.linkedin.com/company/dmm-corp
• Permanent
Mar 2022 - Present
Tokyo, Japan
Internal Auditor
DMM.com Group
• www.linkedin.com/company/dmm-corp
Dec 2018 - Mar 2022
Tokyo, Japan
Head of Internal Audit&Risk Management Committee Member
AvaTrade
• www.linkedin.com/company/avatrade
Oct 2012 - Dec 2018
Tokyo, Japan
Audit & Supervisory Board Member of the Subsidiary CryptX
AvaTrade
• www.linkedin.com/company/avatrade
Jan 2018 - Nov 2018
Head Of Compliance
AvaTrade
• www.linkedin.com/company/avatrade
May 2012 - Sep 2012
Within 23 wards, Tokyo, Japan
Risk and Compliance Team Manager
MF Global
• www.linkedin.com/company/mf-global
Sep 2007 - Apr 2012
Tokyo, Japan
System Engineer(Sun and HP-Unix administrator)
NEC Fielding, Ltd.
Aug 2005 - Apr 2006
Within 23 wards, Tokyo, Japan