Fintech & Financial Services Executive

An accomplished and results-driven executive with 20+ years of experience in investment strategy innovation, investing system development, fintech, and cross-sector partnership cultivation. FINRA S7, 24, 55, 63 and 65 History of tackling complicated deficiencies and providing immediate operation and regulatory relief. Demonstrated success in asset management, capital markets, and global operations, with a track record of managing assets in billions. Experience in both Broker and RIA compliance, building programs from the start and enhancing and automating monitoring functions. Proven capabilities in leading diverse international teams and generating proprietary analytics to facilitate informed decision-making.