
Fintech & Financial Services Executive
An accomplished and results-driven executive with 20+ years of experience in investment strategy innovation, investing system development, fintech, and cross-sector partnership cultivation. FINRA S7, 24, 55, 63 and 65 History of tackling complicated deficiencies and providing immediate operation and regulatory relief. Demonstrated success in asset management, capital markets, and global operations, with a track record of managing assets in billions. Experience in both Broker and RIA compliance, building programs from the start and enhancing and automating monitoring functions. Proven capabilities in leading diverse international teams and generating proprietary analytics to facilitate informed decision-making.
udayton.edu
redwheel.com
abelnoser.com
nitrogenwealth.com
nyse.com
Morristown, New Jersey, United States
Assistant Teaching Professor of Finance
University of Rhode Island - College of Business
โขย www.linkedin.com/school/university-of-rhode-island---college-of-business-a
โขย Contract
Aug 2025 - Present
Adjunct Professor
University of Dayton
โขย www.linkedin.com/school/university-of-dayton
โขย Part-time
Sep 2024 - Present
New York, New York, United States
CCO
OCEANUS SECURITIES LLC
โขย www.linkedin.com/company/oceanus-securities-llc
โขย Contract
Aug 2024 - Present
New York, United States
โManaging Director specializing in Reg, A, CF, and D offerings
Cultivate Capital Group LLC
โขย www.linkedin.com/company/cultivate-capital-group-llc
โขย Contract
Jun 2023 - Present
United States
๐๐ซ๐จ๐ฐ๐ญ๐ก ๐๐ง๐ ๐๐ง๐ง๐จ๐ฏ๐๐ญ๐ข๐จ๐ง ๐ฐ๐ข๐ญ๐ก๐ข๐ง ๐ ๐ข๐ง๐๐ง๐๐ข๐๐ฅ ๐๐๐ซ๐ฏ๐ข๐๐๐ฌ
Lime Financial
โขย www.linkedin.com/company/limetrading
โขย Full-time
Nov 2020 - Jun 2023
New York, New York, United States