Jason Harman

Executive Director, Associate General Counsel at Sumitomo Mitsui Banking Corporation

Experienced attorney in the areas of securities regulation, compliance, and commercial litigation. Series 7 license. FINRA-Wharton Certified Regulatory and Compliance Professional (CRCP).

sewkis.com

co.jp

nyse.com

aqr.com

finra.org

bnyglobal.com

New York, New York, United States

Contact info

jasonharman

Experience

Executive Director, Assistant General Counsel

Sumitomo Mitsui Banking Corporation

• www.linkedin.com/company/sumitomo-mitsui-banking-corporation

• Full-time

Jul 2020 - Present

New York, New York, United States

Vice President, Compliance

AQR Capital Management

• www.linkedin.com/company/aqr-capital-management

Apr 2018 - Jul 2020

Senior Counsel, Enforcement

Financial Industry Regulatory Authority (FINRA)

• www.linkedin.com/company/finra

Oct 2010 - Mar 2018

Consultant (through Axiom Legal)

NYSE Euronext

• www.linkedin.com/company/nyse

Oct 2007 - Sep 2010

Consultant (through Axiom Legal)

Bank of New York Mellon

• www.linkedin.com/company/bnyglobal

Jul 2006 - Sep 2007

Jason Harman

Executive Director, Associate General Counsel at Sumitomo Mitsui Banking Corporation

Experienced attorney in the areas of securities regulation, compliance, and commercial litigation. Series 7 license. FINRA-Wharton Certified Regulatory and Compliance Professional (CRCP).

sewkis.com

co.jp

nyse.com

aqr.com

finra.org

bnyglobal.com

New York, New York, United States

1 connection