
Executive Director, Associate General Counsel at Sumitomo Mitsui Banking Corporation
Experienced attorney in the areas of securities regulation, compliance, and commercial litigation. Series 7 license. FINRA-Wharton Certified Regulatory and Compliance Professional (CRCP).
sewkis.com
co.jp
nyse.com
aqr.com
finra.org
bnyglobal.com
New York, New York, United States
Executive Director, Assistant General Counsel
Sumitomo Mitsui Banking Corporation
• www.linkedin.com/company/sumitomo-mitsui-banking-corporation
• Full-time
Jul 2020 - Present
New York, New York, United States
Vice President, Compliance
AQR Capital Management
• www.linkedin.com/company/aqr-capital-management
Apr 2018 - Jul 2020
Senior Counsel, Enforcement
Financial Industry Regulatory Authority (FINRA)
• www.linkedin.com/company/finra
Oct 2010 - Mar 2018
Consultant (through Axiom Legal)
NYSE Euronext
• www.linkedin.com/company/nyse
Oct 2007 - Sep 2010
Consultant (through Axiom Legal)
Bank of New York Mellon
• www.linkedin.com/company/bnyglobal
Jul 2006 - Sep 2007
Associate
Dewey Ballantine LLP
Jun 2000 - Aug 2002
Judicial Intern
Honorable Peter Dorsey, US District Court, Connecticut
Jun 1996 - Aug 1996