
Senior financial services industry leader with over twenty years of experience. Expertise in trading, correspondent clearing, compliance, regulatory initiatives, legislative affairs, product development/management and financial services cloud applications. Subject matter expert quoted in media and a recognized speaker at industry events. Proven abilities in building and maintaining relationships with a “client first” focus and distilling and translating complex regulatory initiatives into actionable requirements for communication to stakeholders for timely solution deployment. Active contributor throughout the enterprise, from sales and marketing efforts, to product development/management, P&L management, and overall business strategy. Proven track record of creating, developing and executing enterprise level strategic initiatives with a history of successful milestone achievement. Specialties: Cloud, Clearing & Settlement, Compliance, Market Access Rule, Market Structure, Pre-trade Risk Management, Post-trade Surveillance, Regulation/Rule & Policy Making, Regulatory Response, Strategy, Innovation, Financial Services Cloud Applications FINRA Series 7, 24, 55, & 63
aws.amazon.com
jpmorgan.com
tdameritrade.com
hilltopsecurities.com
fintechsandbox.org
ml.com
amazon.com
New York, New York, United States
Managing Director, General Manager, AWS Worldwide Financial Services
Amazon Web Services (AWS)
• www.linkedin.com/company/amazon-web-services
Jan 2022 - Present
New York, New York, United States
Managing Director, Head of Worldwide Financial Services Business Development
Amazon Web Services
• www.linkedin.com/company/amazon-web-services
Jan 2014 - Jan 2022
Greater New York City Area
Advisor
FinTech Sandbox
• www.linkedin.com/company/fintech-sandbox
Jan 2014 - Jan 2020
Executive Director
J.P. Morgan
• www.linkedin.com/company/jpmorgan
Jan 2013 - Dec 2014
Greater New York City Area
Managing Director
Nasdaq
• www.linkedin.com/company/nasdaq
Jan 2012 - Dec 2013
Greater New York City Area
Director - Surveillance and Trading Compliance
Penson Financial Services
• www.linkedin.com/company/penson-financial-services
Jan 2011 - Dec 2012
Dallas, TX
Director
Dallas Security Traders Association
Jan 2009 - Dec 2012
nasdaq.com