Leader in financial service law and operations with 25+ years of experience with asset managers, broker dealers and, more recently, fintech innovators in blockchain and digital assets. Founder and administrative chief of a pioneer service provider developing a digital asset custody solution for institutional investors. Manager of legal and compliance departments at multi-billion-dollar asset managers engaging in a wide array of alternative strategies and leader of collaborative initiatives across operations (portfolio investments, management company growth/changes, product development and sales & marketing). Substantial legal experience in securities, digital assets, investment management, venture finance, corporate governance, broker dealer, state bank and trust, litigation and employment. Series 7 and Series 24 Registered (lapsed)