
Experienced regulatory counsel with over twenty years of experience in litigation and regulatory compliance matters with a number of large organizations. Specialties: Interpreting the requirements of national Self Regulatory Organizations and developing policies and procedures to ensure compliance.
http://www.petersco.com/
petersco.com
sagard.com
ciro.ca
atb.com
binance.com
albertasecurities.com
Calgary, Alberta, Canada
Chief Compliance Officer
Peters & Co. Limited
• www.linkedin.com/company/peters
• Permanent Full-time
Aug 2023 - Present
Calgary
Chief Compliance Officer
Peters & Co. Equities Inc.
• www.linkedin.com/company/peters-&-co.-equities-inc.
• Permanent Full-time
Aug 2023 - Present
Calgary, Alberta, Canada
Chief Compliance Officer (Canada)
Binance
• www.linkedin.com/company/binance
• Permanent Full-time
Nov 2021 - Jul 2023
Canada
Securities Regulatory Counsel
DG Legal & Regulatory Compliance
• Self-employed
Jan 2020 - Nov 2021
Calgary, Alberta, Canada
General Counsel and Chief Compliance Officer
Grayhawk Investment Strategies Inc.
• www.linkedin.com/company/sagard-wealth
Mar 2016 - Jul 2018
Calgary
Chief Compliance Officer
ATB Investment Management Inc.
• www.linkedin.com/company/atbfinancial
May 2012 - May 2015
Articling Student and Litigator
City of Calgary Law Department
• Permanent Part-time
Jul 1998 - Feb 2004
Calgary, Alberta, Canada