Founder and Principal at Liquid Advisors Inc., Past President of the Board of the Association of SEC Alumni

Principal, Liquid Advisors Inc. Experienced and dynamic board member in the fintech industry. Expert witness on a range of securities law litigation matters. Seasoned executive with strong strategic/business development skills. Frequent speaker on a range of digital assets and secondary liquidity issues. Significant experience identifying legal and regulatory issues that negatively impact US capital formation and driving change around those issues. Substantial SEC, law firm and in-house legal experience, as well as significant experience in broker dealer regulation, digital securities, cryptocurrency legal and regulatory issues, securities transactional work, SEC rules and regulations, corporate governance, IPO readiness and international expansion. Specialties: digital securities, secondary liquidity, crypto and blockchain developments, strategic analysis around financial services products, SEC rules and regulations, IPO readiness, international expansion, FINRA broker dealer requirements, federal and state securities legal requirements around private company secondary liquidity, corporate governance, NYSE and Nasdaq listed company requirements, general corporate matters.