Company Info for drakemanagement.com | Icebreaker

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Company Info for drakemanagement.com | Icebreaker

drakemanagement.com

drakemanagement.com

4 members

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drakemanagement.com

Members

Pierce Lord, CFA

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After spending nearly a decade in the front office, I've spent the last 15 years building financial data solutions. I'm passionate about my work. I enjoy building new solutions, innovating, problem solving and celebrating success with the team.

Harsha Vardhana B V

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Brian Petrozak, CPA

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Priya Ravishankar

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Chief Compliance Officer of broker-dealer; FINRA/SEC regulatory focus with front office and buy-side experience. 20+ years diverse financial services background. Creative problem solver with deep comprehension of business, risk and legal concerns in evolving regulatory environment. Strong cross-functional partner with demonstrated ability to build relationships across organizations. Effectively influence business partners by building a consultative working relationship to help meet business objectives while remaining in compliance with applicable rules and regulations. Firsthand knowledge of entire lifecycle of a trade: from KYC to trade execution, clearing and settlement. Operations experience overseeing investments: AML; account opening and maintenance; daily trading activity; tax lot accounting; restricted list; trading windows; vendor management; budgeting. Over 20 years of research and investment experience in equities, options, fixed income. FINRA Licenses: Series 7, 14, 24, 55/57, 63, 99 Certified Anti-Money Laundering Specialist (CAMS)