Compliance Management Platform for Financial Services Firms | COMPLY | Icebreaker

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Compliance Management Platform for Financial Services Firms | COMPLY | Icebreaker

Compliance Management Platform for Financial Services Firms | COMPLY

Compliance Management Platform for Financial Services Firms | COMPLY

Best-in-class software, services, consulting, education, and support to help financial services firms navigate state or SEC compliance regulations

6 members

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comply.com

Members

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Search Fund Entrepreneur & Investor

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Financial executive (CPA) with extensive experience (including long term international assignments in APAC) in bank consortium and venture capital backed fintech & SaaS startup companies. Experience raising capital (Series A and Series B). Scaled businesses for high-speed growth which resulted in multiple successful exits via acquisitions and IPO.

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It’s my mission to bring absolutely premium, AI-first, web and software development to organizations that are cause-backed and mission-driven, delivering explosive results where it matters most. I’m a 17x award-winning creative technologist and digital marketing maven who co-founded a tech consultancy with my best friend. Known for our Startup Igniter and Web Creative Studio, we help businesses modernize their software, transform their teams, and ignite growth. At the end of the day, I help cool people build great products—and I love it. On top of that, I’m a dad, husband, entrepreneur, outdoorsman, and brand strategist specializing in early-stage venture marketing, brand identity, and creating connections with the pulse of the customer. With expertise spanning B2B/B2C sales, customer success, product development, and omnichannel digital marketing, I’ve honed specialties in holistic search strategies, B2B SEO, and roadmaps to innovation for businesses ready to embrace the future. Over my career, I’ve had the privilege of consulting on product marketing, CX, SEO, and cross-channel digital strategies for some of the most recognizable names on the planet, including: • Marriott, L’Oreal, The Home Depot, Walmart, Amazon, Benjamin Moore, Disney, Harley-Davidson, Discover, Oracle, Salesforce, BlackRock, and literally dozens more. At Cause of a Kind, our boutique agency partners with iconic brands and emerging disruptors to reimagine how technology shapes their success. From modernizing proprietary software to supporting roadmaps for innovation, we’re here to solve evolving problems and transform possibilities into realities. Follow my work at causeofakind.com, cuzzinjustin.com, or across social media @cuzzinjustin. Let’s build something extraordinary. Ready?

Beth Ellen Watson, PMP, CKM, VoCP

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Detail-oriented, Problem-solving, Creative, Client-focused professional, who possesses a rich blend of expertise, including: ● Customer Success Management (CSM) / Strategic Account Management ● Customer Experience (CX) / Voice of Customer (VoC) Program Planning ● Business / Project Management (PMP) ● Content (CMS) / Collaboration Systems ● Knowledge Management (KM) ● Organizational Change / Process Improvement ● Strategic Communications ● Event Planning & Management Upholds the highest standards with an entrepreneurial spirit, overall strong focus on IT and AI, and full life-cycle management of the Customer Experience, ensuring preeminent Customer Success. Superior communicator who interacts easily and effectively with all levels of executive management, as well as regulatory agencies, clients, vendors, and internal teams. Effective leader of projects, with a keen business sense and polished interpersonal skills. Creative thinker and highly analytical problem solver, with a broad spectrum of finely-tuned proficiencies, including: ● Mac OS & Windows PC ● Google Suite & Microsoft Office 365 ● Salesforce.com & HubSpot ● Asana, Trello, & Monday.com ● Confluence, Notion, SharePoint, & Google Sites ● Adobe Creative Suite ● Zoom, Slack, Teams, Meet, & WhatsApp ● Online survey building tools, with conditional branching logic technology ● WYSIWYG collateral creation and Web Authoring, including HTML and CSS

Virginia Sanford Wortmann

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Account Manager at Stylitics

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Sherri is an accomplished transformational change agent and visionary leader known for her ability to rally an entire ecosystem of employees, customers, partners and investors to achieve dramatic new levels of sustainable growth, profit and impact. Her leadership in generating new logo sales, expanding deal size, shortening sales cycles, increasing upsells, cross-sells and retention has resulted in triple-digit growth, record revenues, successful rounds of fundraising and greater valuations at exit. She has held executive C-Suite positions cross-functionally in Marketing, Customer Success, Partnerships and Alliances, Business Development, Global Sales, and Chief Revenue Officer. A master of growth and profitability, Sherri reinvents the company impact across the entire lifecycle of the customer journey. She also serves the private equity and investment community as Operating Partner, Managing Partner and Advisor, sought out for her expertise in showing the impact of GTM growth and profitability strategy on the P&L. During her 30 years in these positions, she helped organizations achieve market leadership (Gartner Group Top Right Quadrant) status, Product of the Year recognition, 800%+ growth rates, standing ovations among employees and customers, profitability during challenging market conditions and highly successful liquidity exits. She has held several Board Director roles, currently serving on the HBS Women Alumni Association Board where, as Chair of Programming, she helped achieve an 875% growth in memberships. Passionate about helping humanity improve the environment so all living beings can thrive with greater health and prosperity, Sherri’s personal mission is to make a difference in the world by solving society’s toughest challenges. Sherri was chosen to be one of 22 out of hundreds of other high performing executives in Mayor Bloomberg’s first initiative to make NYC the Cleantech Capital of the world. She has further led the charge by volunteering her management and leadership talent to contribute a blueprint for growth for many non-profit organizations. Sherri has earned multiple awards recognizing her outstanding leadership including “Top 50 CRO’s to Watch”, a finalist as the “Top Fractional CXO/Advisor of the Year (2024)”, Outstanding Achievement Award, multiple President’s Clubs, 100% Clubs, and Million Dollar Software Club Awards. Even more rewarding are the endorsements and accolades she has received from people whose lives she touched in every organization she has led.